ISO 9001: 2015 Mock Audit Checklist Part 2

1. Policy: Verify the quality policy ... is appropriate to the purpose and context of the organization and supports its strategic direction.

2. Policy: Verify the quality policy ... provides a framework for setting quality objectives.

3. Policy: Verify the quality policy ... includes a commitment to satisfy applicable requirements

4. Policy: Verify the quality policy ... includes a commitment to continual improvement of the QMS.

5. Policy: Verify QMS Policy is maintained as documented information.

6. Policy: Verify QMS Policy is communicated, understood and applied within the organization.

7. Policy: Verify QMS Policy is available to relevant interested parties.

8. Organizational roles, responsibilities and authorities: Verify responsibilities and authorities for relevant roles are assigned and communicated within the organization

9. Organizational roles, responsibilities and authorities: Verify top management assigns responsibility and authority for..

10. Organizational roles, responsibilities and authorities: ensuring the QMS conforms to the ISO 9001:2015 standard.

11. Organizational roles, responsibilities and authorities: ensuring that processes are delivering their intended outputs.

12. Organizational roles, responsibilities and authorities: reporting on the performance of the QMS and on opportunities for improvement, in particular to top management.

13. Organizational roles, responsibilities and authorities: ensuring the promotion of customer focus throughout the organization.

14. Organizational roles, responsibilities and authorities: ensuring the integrity of the QMS is maintained when changes to the QMS are planned and implemented.

15. Actions to address risks and opportunities: Verify how the internal and external issues and interested parties are considered when planning for the QMS?

16. Actions to address risks and opportunities: Verify how risks and opportunities are determined and addressed so the QMS can achieve its intended results, prevent and reduce undesired effects and achieve continual improvement

17. Actions to address risks and opportunities: Verify how actions are planned to address risks and opportunities.

18. Actions to address risks and opportunities: Verify how actions are integrated and implemented into the QMS processes.

19. Actions to address risks and opportunities: Verify how the organization evaluates the effectiveness of the actions.

20. Actions to address risks and opportunities: Verify how actions are taken to address risks and opportunities determined as being appropriate to the potential impact on the conformity of products and services.

21. Quality objectives and planning to achieve them: Verify quality objectives are established at relevant functions, levels and processes.

22. Quality objectives and planning to achieve them: Verify the quality objectives are..

23. Quality objectives and planning to achieve them: consistent with the quality policy.

24. Quality objectives and planning to achieve them: measurable.

25. Quality objectives and planning to achieve them: taking into account applicable requirements.

26. Quality objectives and planning to achieve them: relevant to the conformity of products and services and to the enhancement of customer satisfaction.

27. Quality objectives and planning to achieve them: moinitored.

28. Quality objectives and planning to achieve them: communicated.

29. Quality objectives and planning to achieve them: updated as appropriate.

30. Quality objectives and planning to achieve them: Verify objectives are documented.

31. Quality objectives and planning to achieve them: Verify how the organization determines what will be done, with what resources, when completed and how the results will be evaluated for quality objectives.

32. Planning of changes: Verify how QMS changes are planned systematically.

33. Planning of changes: Verify how the organization demonstrates the purpose and potential consequences of changes.

34. Planning of changes: Verify how the organization considers the integrity of the QMS.

35. Planning of changes: Verify how resources are made available.

36. Planning of changes: Verify how responsibility and authority is allocated and reallocated.

37. Resources: Verify how resources are determined for the organization.

38. Resources: Show me how the capabilities and constraints on internal resources are considered.

39. Resources: Show me how needs from external providers are considered.

40. Resources: Verify how the organization provides persons necessary to consistently meet customer, applicable statutory and regulatory requirements for the QMS including the necessary processes.

41. Resources: Verify how the organization determines, provides and maintains the infrastructure for the operation of processes to achieve products and services conformity.

42. Resources: Verify how the organization determines, provides and maintains the environment for the operation of processes to achieve products and service conformity.

43. Resources: Verify how resources are determined to ensure valid and reliable monitoring and measuring results.

44. Resources: Verify how the organization ensures that the resources provided are suitable for the speci

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